The Financial Industry Regulatory Authority的意思|示意

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金融业监管局


The Financial Industry Regulatory Authority的网络常见释义

金融业监管局 在此后,美国美国金融业监管局(the Financial Industry Regulatory Authority)将对这些展开评估,并在四周后向纳斯达克OMX集团提交一份总损失报告。

美国金融业监管局 2015年5月28日,美国金融业监管局(the Financial Industry Regulatory Authority,FINRA)在Abel案的仲裁裁决中,认定证券公司构成对投资者的欺骗性误导、不当执行交易和侵占挪用客户资金等侵权行为,因此裁决证券公...

The Financial Industry Regulatory Authority相关例句

He faces more than 100 pending investor arbitrations through the Financial Industry Regulatory Authority, as well as a class-action lawsuit.

有100多名投资者寻求通过美国金融业监管局(Financial Industry Regulatory Authority)的仲裁解决与布伦·斯坦的纠纷,布伦·斯坦还面临着一起集体诉讼。

Due to the risk associated with options, the Financial Industry Regulatory Authority (FINRA) requires that I provide the information requested below.

由于与期权相关的风险,金融行业管理局(FINRA)要求我提供下文规定的资讯。

He has deployed Ext-based applications in large corporations such as Marriott International, Lockheed Martin, JPMorgan Chase, and the Financial Industry Regulatory Authority.

他在数个大公司部署过基于ExtJS的应用,如万豪国际、洛克希德·马丁、摩根大通和美国金融监管局。

Compel the Wall Street self-regulator FINRA (Financial Industry Regulatory Authority) to open its books and records.

迫使华尔街自律监管机构——美国金融业监管局(Financial Industry Regulatory Authority,以下简称FINRA)公开账簿和记录。

Article 24 the banking regulatory authority shall conduct on-site inspection of the business operations and risk profile of the financial institutions of the banking industry.

第二十四条银行业监督管理机构应当对银行业金融机构的业务活动及其风险状况进行现场检查。