Self Regulatory Organization的意思|示意

美 / / 英 / /

自律组织


Self Regulatory Organization的网络常见释义

监管机构 此外,在《1934年证券交易法》的要求下,美国证券市场各行业组织还设立了自律监管机构(SRO,Self Regulatory Organization)。

自律监管机构 此外,在《1934年证券交易法》的要求下,美国证券市场各行业组织还设立了自律监管机构(SRO,Self Regulatory Organization)。

Self Regulatory Organization相关短语

1、 self-regulatory organization 自我监管的机构 ; 自律组织 ; 组织 ; 自我监管机构

2、 Securities Self-regulatory Organization 证券自律组织 ; 美国证券自律组织 ; 自律组织

3、 self-regulatory organization for securities 证券行业自律组织

Self Regulatory Organization相关例句

This would be a violation of the rules applying to the CME as a self-regulatory organization.

这种做法违反了芝加哥商品交易所作为自我监管机构的规定。

FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.

FINRA的会员公司也曾呼吁该自律监管机构提供真正意义上的透明度,但对于这些呼声FINRA理事会大多只是口头敷衍了事。

Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.

第一百六十二条证券业协会是证券业的自律性组织,是社会团体法人。

According to the CME Group's (CME) Chicago Mercantile Exchange, the world's dominant futures market and the designated "self-regulatory organization" of MF Global, those rules were violated.

CME集团旗下的芝加哥商品交易所(Chicago Mercantile Exchange)是全球最大的期货市场和明富环球金融集团的自我监管机构,该交易所表示这种做法违反了规定。

Article 4 the banking associations, as a self-regulatory organization of the industry.

第五条银行业协会作为行业自律组织。

Is the account holder a member of an exchange or a regulatory or a self-regulatory organization, or an associated person, affiliated person or employee of an exchange member?

是否此账户的持有人为一个交易所或监管机构,或自我监管机构的雇员或相关人员?