self-regulatory organization的意思|示意
自治组织
self-regulatory organization的网络常见释义
自我监管的机构 ... security violation违反保安规定 self-regulatory organization自我监管的机构 semi-manufactured goods半制成品 ...
自律组织 1975 年证券交易法修订时仅授权 SEC 非常有限的职权, 以影响这些自律组织(self-regulatory organization)的董事会结构,但一般而言, 并未授权SEC 规范公司董事会的结构,即便1964 年的证券交易法修正内容仅授 权SEC 对所有的公开公司指...
组织 这些拥有(或 是被官方授与)管理金融交易秩序权力的非官方机构,又被称之为自 律组织(Self-Regulatory Organization, SRO),以有别于官方的监理机关。
自我监管机构 Wallison说:“在自我监管机构(self-regulatory organization,SRO)内供职的行业会员应一直与行业内的其他人保持接触,并接受对SRO工作质量的批评评论和反馈。
self-regulatory organization相关短语
1、 Securities Self-regulatory Organization 证券自律组织 ; 美国证券自律组织 ; 自律组织
2、 self-regulatory organization for securities 证券行业自律组织
3、 Self Regulatory Organization 监管机构 ; 自律监管机构
self-regulatory organization相关例句
Article 4 the banking associations, as a self-regulatory organization of the industry.
第五条银行业协会作为行业自律组织。
This would be a violation of the rules applying to the CME as a self-regulatory organization.
这种做法违反了芝加哥商品交易所作为自我监管机构的规定。
FINRA's own member firms called for real meaningful transparency from this self-regulatory organization and largely received lip service from FINRA's board in response.
FINRA的会员公司也曾呼吁该自律监管机构提供真正意义上的透明度,但对于这些呼声FINRA理事会大多只是口头敷衍了事。
Is the account holder a member of an exchange or a regulatory or a self-regulatory organization, or an associated person, affiliated person or employee of an exchange member?
是否此账户的持有人为一个交易所或监管机构,或自我监管机构的雇员或相关人员?
According to the CME Group's (CME) Chicago Mercantile Exchange, the world's dominant futures market and the designated "self-regulatory organization" of MF Global, those rules were violated.
CME集团旗下的芝加哥商品交易所(Chicago Mercantile Exchange)是全球最大的期货市场和明富环球金融集团的自我监管机构,该交易所表示这种做法违反了规定。
Article 162. The stock brokers' association is a self? Regulatory organization and a social legal entity.
第一百六十二条证券业协会是证券业的自律性组织,是社会团体法人。